Learning more about my responsibilities and one is making stock trades. Yes, I will be taught to complete stock trades when clients request money from their accounts under the direction of the financial advisor so I don't need a securities license. Other things I do are printing reports, scanning documents, get the mail, and prepare advisor for appointments. Whenever someone sends a check to us, I will learn the scanning machine cause SEC says checks mailed to advisors must be sent to the corporate office by the next day.
Actually took a learnign module on gettign the mail. Only designated people can retrieve the mail and must be logged in.
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